• 授课老师

  徐老师

• 类别

  特许金融分析师（CFA）一级

• 价格

  ¥599.00 ¥699.00

课程简介

本课程详细介绍了CFA协会制定的职业道德规范和专业投资行为准则。主要考点包括：职业道德规范的框架，专业投资行为的标准及其应用，职业道德规范和专业投资行为所面临的挑战，以及全球投资绩效标准。

• 课程介绍
• 课时目录
• 包含套餐
• 老师介绍
• 评论问答

课程介绍

课时目录（ 4章27学时，总时长：12:03:05 ）

目录1. Introduction

• 试学 Introduction
  11:55

目录2. Ethical and Professional Standards：Reading 1

• Ethics and Trust in the Investment Profession
  31:52

• Professionalism in Investment Management
  02:34

目录3. Ethical and Professional Standards：Reading 2-3

• 试学 IA. Professionalism Knowledge of the Law
  47:24

• IB. Professionalism Independence and Objectivity
  45:38

• IC. Professionalism Misrepresentation
  39:58

• ID. Professionalism Misconduct
  22:38

• IIA. Integrity of Capital Market Material Nonpublic Information
  39:51

• IIB. Integrity of Capital Market Market Manipulation
  37:22

• IIIA. Duties to Clients Loyalty Prudence and Care
  55:41

• IIIB. Duties to Clients Fair Dealing
  38:35

• IIIC. Duties to Clients Suitability
  33:00

• IIID. Duties to Clients Performance Presentation
  21:31

• IIIE. Duties to Clients Preservation of Confidentiality
  14:40

• IVA. Duties to Employers Loyalty
  40:11

• IVB. Duties to Employers Additional Compensation Arrangements
  15:36

• IVC. Duties to Employers Responsibilities of Supervisors
  19:16

• VA. Investment Analysis Recommendations and Actions Diligence and Reasonable Basis
  32:57

• VB. Investment Analysis Recommendations and Actions Communication with Clients and Prospective Clients
  22:24

• VC. Investment Analysis Recommendations and Actions Record Retention
  15:29

• VIA. Disclose of Interests Disclosure of Conflicts
  23:47

• VIB. Disclose of Interests Priority of Transactions
  22:28

• VIC. Disclose of Interests Referral Fees
  10:16

• VIIA. Responsibilities as a CFA Institute Member or CFA Candidate Conduct as Participants in CFA Institute Programs
  20:17

• VIIB. Responsibilities as a CFA Institute Member or CFA Candidate Reference to CFA Institute the CFA Designation and the CFA Program
  31:27

目录4. Ethical and Professional Standards：Reading 4-5

• Introduction to and Contents of the GIPS
  26:18

• Ethical Practice Questions
  40题

已经到底了

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授课师资

徐老师

CFA Level III Candidate

CFA Level III Candidate，主讲课程：Ethical and Profesional Standards；

经济学学士、管理学硕士学位；金融从业人员，六年从业经验；

研究领域包括：股票投资、商品期货投资、外汇投资等。

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周教授CFA金融教育（2023 CFA一级）：Ethical and Professional Standards

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评论问答

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